have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor
not approved for sale, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g
Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities
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of business operators who are not under the SEC’s supervision and the list of products that are not approved for public offering, please visit Investor Alert Page on the SEC website via this link
service providers and approved individuals under SEC supervision are available at www.sec.or.th/seccheckfirst and SEC Check First application. The public should verify information before believing it to
Notified Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory