position of such person is required to be registered with the company-partnership registrar of the Ministry of Commerce, the derivatives business operator shall submit a copy of such registration certificate
with power of management of a partnership or a limited company in which such person himself or any person or partnership or limited company as specified in Section 258(1), (2), (3), (4), (5) or (6) is a
management; “Connected person” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to
Updated by / Last Updated 01/01/2010 N/A N/A บมจ. กกก บมจ. กกก PO หุ้นสามัญ Not Confirmed บล.AA (01/10/2010 10:00:00) 6. การกรอกข้อมูลเกี่ยวกับการเสนอขายหลักทรัพย์ ให้ผู้ส่งกรอกข้อมูลเกี่ยวกับการเสนอขายหลัก
association related to securities business applying for establishment; (2) the most recent certification of registration of the founding securities companies issued by the Office of Partnership Registration
: ………………………………………....................... (3) Current position in the affiliated audit firm ( Partnership ( Other position (please specify):………………… (4) Signature affixed in the audit report of the audit firm's clients since ....(YEAR)…… (5
) Certificate of company registration; □ (2) The copy of memorandum of association of the company which certified by the company-partnership registrar of the Ministry of Commerce; □ (3) The copy of article of
prevent not to circulate the information which have not been yet confirmed correctness by concerned persons. Meanwhile, the intermediar y shall remind its client to be cautiously in making a decision to
shareholder or a partner of the juristic person which holds shares or partners in such juristic person, whether directly or indirectly, more than fifty percent of the outstanding shares or the total partnership
demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or entering into the