transaction and such transaction should be fair to the client under that particular situation. (3) Proxy voting (4) The calculation of the asset value of the fund should be carried out in accordance with the
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
uses of network services; (4) verify the identity of users in networks, in particular, if the dynamic IP address is used. 5.2 User Access Management Objective: To ensure authorized user access and to
customer screening criteria. In particular, more rigorous requirements have been set for small and micro businesses as well as retail customers, while we have acquired customers with stronger financial
Board including any regulations or guidelines issued by virtue of this Notification or other Notifications thereof, have not been stipulated as a requirement for any particular business operation, or have
Secretary of the Securities and Exchange Commission The company clarify cause and reason if relative performance of a particular company varies more than 20% compared to previous year; we hereby explain our
developing new platforms, have significant effects on the company’s income structure especially advertising revenue. However, our company isn’t rely on only this particular income. There are other channels
new platforms, have significant effects on the company’s income structure revenue. However, our company isn’t rely on only this particular income. There are other channels, such as organizing seminars
supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the