SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/07/2009 - 27/07/2009
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
serve specific investment purpose or to be suitable for particular targeted investors. Meanwhile, much importance should be placed on the quality of sellers, operating systems and advice given to
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
fees and expenses; (14) dissolution of mutual fund. Clause 4 The particular on the specific characteristics of mutual fund shall contain summarized details of mutual fund as follows: (1) name of the
high returns. PE focuses on long-term investment with a specific period of time in a start-up or high potential businesses. The funds will be managed by professional finance manager supervising for
, specific areas of focus will include green bonds, the fintech ecosystem, e-Know Your Customer, and cybersecurity. Speaking at the signing ceremony, Ms. Ruenvadee Suwanmongkol, SEC Secretary General said
based on existing key principles aiming to ensure that (i) retail fund?s investment units will be allocated to general investors; (ii) retail fund will not be used to seek undue benefit for any particular
service and securities underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (3) The securities