(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines
) Fund type and investment policy of the mutual fund including the return on investment for investors; (2) Frequently asked questions on the mutual fund; (3) Risk factors of the mutual fund; (4) Investment
information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders. It contains no misleading information which may
Audit Committee and/or directors of the company which are different from those of the Board of Directors - None - The Company is confirmed that all the information in this papers are correct complete and
of the Board of Directors - None - The Company is confirmed that all the information in this papers are correct complete and carefully making respectively which is most important concerned about the
appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally
-Wharton Papers on Financial Services. pp. 1-33 8. World Federation of Exchange. 2007. Retrieved from http://www.world-exchanges.org 9. ')'#+".)%#SO#", \C#T L#$ 3
examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally; - Consider the
. Should you have any query please contact the Office at inva@sec.or.th. The Office will further publish the questions and answers on its website. Yours faithfully, -Signature- (Mr. Thirachai