, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. PAGE (Translation) 2
แบบ 92-2 TRANSLATED VERSION As of August 4, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference PAGE -2- FORM 92
... (Unofficial Translation) PAGE Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 4 of 4 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5
evidences shall be signed in every page by authorized directors having binding force on the applying juristic person. As regard the photocopies thereof, every page must be certified true and correct. Name of
have clear guidelines for the exercise of voting rights to maintain the best interest of the mutual fund and the guidelines shall be approved by the board of directors of the mutual fund management
Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for ref (UNOFFICIAL TRANSLATION) PAGE Readers should be aware that only the
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed or authorised to conduct fund management in the economy of its principal place of