following qualifications: (1) Being executive of a securities company. This shall be limited to only one person for each securities company; or (2) Being mutual fund manager or private fund manager. Clause 6
investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any media or objects. This does not include the information which is
dated 6 February 2008 shall be repealed. Clause 2. In this Notification: (1) “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management
underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any media or objects. This does not include the
LIMITED ONEE: THE ONE ENTERPRISE PUBLIC COMPANY LIMITED OR: PTT OIL AND RETAIL BUSINESS PUBLIC COMPANY LIMITED ORI: ORIGIN PROPERTY PUBLIC COMPANY LIMITED OSP: OSOTSPA PUBLIC COMPANY LIMITED OTO: ONE TO ONE
the rules specified under Clause 2, the Office shall notify the securities company of the termination of approval. In this regard, the provision in the second paragraph of Clause 3 shall apply, mutatis
, of the securities company prior to the effective date of this Notification shall continue to be Category A investor contact and perform the duties of Category A investor contact until 31 December 2011
Director or Executive, but not the position of Manager, of the securities company prior to the effective date of this Notification shall continue to be Category A investor contact and perform the duties of