require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk related to the product. In essence, the public consultation is on the proposed qualifications of cr...
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration....
มั่นต่อตลาดทุนโดยรวม โดยมีสาระสำคัญ ดังนี้ (1) ปรับปรุงอัตรามาร์จิ้นเริ่มต้น (Initial Margin) ของหุ้นจดทะเบียนที่ออกและเสนอขายหลักทรัพย์เป็นครั้งแรก (หุ้น IPO) เพื่อลดความเสี่ยงที่หลักประกันจะไม่เพียงพอ
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 08/09/2009 - 15/09/2009
Bangkok, Jan 6, 2011 ? The SEC Board Meeting No. 1/2011 today passed a resolution approving in principle the setup of carbon credit fund ? a target innovation under the Capital Market Development
Bangkok, February 6, 2012 ? The SEC Board has approved a draft revision to the regulation governing investment advisory business to allow foreign credit rating agencies (CRA) to disseminate voluntary