disclosed. • Name of the asset management company managing the master fund (if any) • Investment management strategy such as: − aiming to achieve performance by tracking the benchmarks (passive management
units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the representative to comply with the clause in the agreement and
rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the
front office for 5 days. Ayudhaya Securities Company Limited, For a purpose of the Office for supervising and reducing a burden of the company, it was approved that the company should keep a functional
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
the core business according to the guidelines under (1) as well. If the holding company operates business of various types with a central company performing the role of managing subsidiaries or
private sector in conducting and managing foreign exchange transactions, together with providing Thai investors increased investment options with improved risk diversification. KBank has put in place
) contains a salient point on amendment to the Bank of Thailand’s limited authority under Financial Institution Business Act B.E. 2551 (2008) to ensure enhanced efficiency in supervising specialized financial
investment banking arm of Maybank), as well as Head of Corporate Investment Banking overseeing a portfolio of over MYR20billion in assets. He subsequently served as Managing Director for Direct Investment