Mr. Adirek Umbangtalad Mr. Adirek Umbangtalad, an investor contact (marketing officer) at Merchant Partner Securities PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the share price of

United Overseas Bank (Thai) Public Company Limited United Overseas Bank (Thai) Public Company Limited ("UOB"), failed to prepare and submit the report on the sale results of structured

liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the