mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
the Office of the Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of
. ไปที่ผู้อืน่ คือ ส านักงานซ่ึงไม่ใช่ operator ของ exchange อย่างไรก็ดี การขอย้ายอ านาจในการอนุญาตดังกล่าว มาที่ส านักงานไม่ได้เป็นการเปิดให้มีการซ้ือขาย หลักทรัพย์จดทะเบียนนอก ตลท. ได้ทันททีี่กฎหมาย มี
the case where the units of the foreign ETF are listed on more than one exchange, the term shall mean the exchange specified by the foreign ETF as the home exchange; “CIS operator” means a person who is
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: (1) “derivatives business operator” means a derivatives business
office. Clause 3 A derivatives business operator shall prepare the financial statements as prescribed in the Form attached to the Notification of the Office of the Securities and Exchange Commission