AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the audited financial statements for the year
AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the annual registration statement / annual
XJ International Holdings Co., Ltd. XJ International Holdings Co., Ltd. (“XJ”) failed to prepare and submit a report on events that have or may have an impact on the rights and benefits of securities
structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement
service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of inquiry by the
as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the
offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license
Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in
and the changes to such holdings (Form 59-2) within March 11 and March 18 2020. In cause of ADELFOS COMPANY LIMITED, the company in which Mr. Thapana , holds more than 30% of shares and has the highest