information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and

Maybank Securities (Thailand) Public Company Limited Between 27 October 2020 to 22 February 2021, Maybank Securities (Thailand) Public Company Limited as a Securities brokerage business has sold

company, dishonestly violated his duties. The statute of limitations ran out. SEC Act S.307 311 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2010

arrest the offender failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 29/12/2011

limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 06/02/2013

person representative failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 05/09/2013

limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/10/2013

prospectus with the SEC Office. The statute of limitations ran out. SEC Act S.65 Criminal Complaint Filed with an Inquiry Official Dated 07/08/2020

in the notification of the Capital Market Supervisory Board after Mr. Khanist had sold NEX shares so that the acquisition or disposal of such shares caused Mr. Khanist holding of NEX shares to reach

notification of the Capital Market Supervisory Board after Miss Inthira had sold NEX shares so that the acquisition or disposal of such shares caused Miss Inthira holding of NEX shares to reach or pass a