from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average

in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a collective total exceeding 40 percent of the total assets as per the

, TV, online radio, meeting and seminar organization and production of documentary/hot news 27 To carry on the business of providing contracting work, planning, marketing and publicizing for goods

follows: Clause Amended Wording 26 To carry on the business of counselling and making recommendations on public relation work, event organization, printing, TV, online radio, meeting and seminar

& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk

/datafile/FS/FS_PAGE_0446_E_2017-01-06_0589333489.pdf 21061047.pdf technology solutions for electronic devices 3. providing online advertising for products and services. The details of Services income and

/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

online and televised advertisement was completed, a qualified opinion was given on such financial statements, and thus the order for such special audit. However, the company asked for, and was granted, an

of services Services income can be grouped in 3 segments: 1. Digital content via telecommunication channels 2. Information technology solutions for electronic devices 3. Online advertising for products