/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company
the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning derivatives contract or suitability of trading in
undertake securities business; “Full-service Branch Office” means a securities company’s branch office in Thailand that provides services within the scope approved for such securities company. “Online Branch
Securities and Exchange Commission concerning the Approval of Investor Contact Person and Standards of Conduct; “Online Branch” means a branch office that provides a self-service platform for customers through
Delivery Channels 9) การให้บริการลูกค้าผ่านช่องทาง online หรือ internet application ลักษณะการให้บริการลูกค้าผ่านช่องทาง online เช่น website หรือ web application ลักษณะการให้บริการของบริษัท ผ่านเครือข่าย
provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the qualifications of the person who would
…………………………………………………... ( โทรศัพท์ ……………………………………………………………… ( Online (website/application etc.) ………………………………… ( อื่น ๆ (โปรดระบุ) ........................................................................... 2. ผู้รับผิดชอบในการรับ