office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case
undertake securities business; “Full-service Branch Office” means a securities company’s branch office in Thailand that provides services within the scope approved for such securities company. “Online Branch
providing securities underwriting service or services limited as online branch office, or in case of the online branch office, the securities company shall extend its office hours to not early than 7.00 A.M
/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company
. In this Notification, “Derivatives broker” means any company licensed to undertake derivatives business in the category of derivatives broker, but shall not include a financial institution under other
person assigned by the board of directors of the securities company to be ultimately responsible for the management of the securities company regardless of what the title may be; “person with power of
Hong Kong MRF-eligible master fund: · Before filing an application with the SEC, the Thai AMC shall request the management company of the Hong Kong MRF-eligible master fund to consult the SFC for the
nominee account / holding company - ให้บริษัทระบุ ultimate shareholder ของผู้ถือหุ้นรายดังกล่าว และธุรกิจหลักของ ultimate shareholder โดยให้บริษัทรับรองเป็นลายลักษณ์อักษร ทั้งนี้ บริษัทควรมีเอกสารหลักฐาน
56-1 One Report”) ภาคผนวก 2 ข้อแนะนำการเปิดเผยข้อมูลธุรกิจเหมืองแร่ 105 ภาคผนวก 3 สรุปเกณฑ์การพิจารณาขนาดของบริษัทที่ประกอบธุรกิจ 106 โดยการถือหุ้นในบริษัทอื่น (holding company) ภาคผนวก 4 ตัวอย่าง