คำขอความเห็นชอบเป็นผู้ควบคุมปฏิบัติงานในสายงานที่ปรึกษาทางการเงิน (Online) แบบ FA-2 ค ำขอควำมเห็นชอบเป็นผู้ควบคุมกำรปฏิบัติงำน (Online) วันท่ีพิมพ์ .......................................... เรียน
branch manager to operate only such branch, unless the SEC Office has rendered a waiver; (3) in case of online branch office, the intermediary shall appoint a responsible person for operating such branch
, the intermediary shall appoint a branch manager to operate only such branch, unless the SEC Office has rendered a waiver; (3) in case of online branch office, the intermediary shall appoint a
trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for managing the online branch office. Such person may be an officer from the head office or
provides services within the scope approved for such derivatives broker. “Online Branch Office” means a derivatives broker’s branch office in Thailand that provides services through computer and limit its
appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
undertake securities business; “Full-service Branch Office” means a securities company’s branch office in Thailand that provides services within the scope approved for such securities company. “Online Branch