In case a unit offeror has failed to comply with the rules as prescribed in this Notification, the unit offeror shall comply with one or many of the following acts ordered by the SEC Office: (1) cease
; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent
-redemption rate must be accompanied by the following statements: (a) in case of mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due
under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return as
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past performance of (specify the name of the fund) is not indicative of future performance
กับเงินกองทุนด้วย โดยให้เป็นการนำส่งผ่านระบบ One For All Reporting System (“OFAR”) จากเดิมที ่กำหนด ให้นำส่งในรูปของจดหมายอิเล็กทรอนิกส์ (อีเมล) นอกจากนี้ สำนักงาน ก.ล.ต. ได้ปรับปรุงระเบียบ วิธีปฏิบัติ
อยกวา 25 ลานบาท 2. การเปลี่ยนแปลงระดับ early warning สําหรับบริษัทหลักทรัพยและกําหนดระดบั early warning สําหรับผูไดรับใบอนุญาตเปนตวัแทนซื้อขายสัญญาฯ 2.1 กรณีบริษัทหลักทรัพย แกไขระดับ early
ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on
Microsoft Word - el281ee KUANG PEI SAN FOOD PRODUCTS PUBLIC COMPANY LIMITED SELLING THE INVESTMENT CAPITAL OF GREAT ONE FOOD PRODUCTS CO.,LTD. A Kuang Pei San Food Products Public Company Limited