High Net Worth Investor and High Net Worth Investor . Clause 3 A securities business license applicant and licensee shall have paid-up registered capital of no less than the following amounts: (1) one

foreign currency to the clients, the intermediary shall inform the SEC Office of the names and details of such foreign personnel at least one business day before proceeding with the arrangement, except for

market products denominated in foreign currency to clients, the intermediary shall inform the SEC Office of the names and details of such foreign personnel at least one business day before proceeding with

derivatives brokerage business shall be a limited company or pubic limited company which is newly established to obtain the license for such business and in which one or several gold business operators

derivatives business shall have paid-up registered capital of no less than the following amounts: (1) one hundred million baht for undertaking of derivatives business, which is not the undertaking of

value is at least one Satang or greater, and represents at least 0.5 percent of the correct unit value: (1) Prepare a retrospective value correction report by the business day following the date on which

approval term, considering the graduation year, in either one of the following fields: (i) Business administration, finance, accounting or economics; (ii) Any field with at least half of the curriculum

securities company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and

with a total value of not less than one thousand and five hundred million baht. In case of investing in multi-infrastructure businesses, the investment value of each business shall not be less than one

of more than one product line or business group, disclose the income proportion of each in the table below, which shall include at least those contributing more than 10 percent of the total income in