person to be a marketing representative of private fund, the private fund management company shall appoint a juristic person having obtained an approval from the SEC Office pursuant to the Notification of
marketing representative of private fund, a private fund management company shall appoint a person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market
and lending and venture capital management, obtained by the applicant prior to the date of filing the application; (2) securities business licenses in the categories of mutual fund management, private
on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment
: Acts that may Create Conflict of Interest on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
excess of their shareholding on a private placement basis to Mr. Somprasong Panjalak who are not a connected person of the Company, at the offering price of THB 1 per share (the “Private Placement Offering
Establishment and Management of Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or
Funds (No. 2), dated 21 January 2005. (Translation) 6 (2) The customers’ consent must be obtained or specified in the details of the mutual fund scheme in case of a private fund or mutual fund, as the