permitting license within 60 days from the date on which the SEC Office has received complete application and documentation. In this regard, the Securities and Exchange Commission will complete its
Securities and Exchange Commission for permitting license within ninety days from the date on which the SEC Office has received complete application and documentation. In this regard, the Securities and
concerning Rules on Personnel in the Capital Market Business. Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be director or
director with power of management to the position of director without power of management, it shall be deemed that the securities company has already obtained the approval from the SEC Office. In this regard
under Paragraph 4 of Clause 5, as the case may be, except for the group of securities companies under Clause 2(1) which has obtained a license for establishing a securities trading center in any manner
. Established in Thailand. The company is expected to complete its work by December 3, 2018 -2- After entering the transaction. - From original The Company purchased 230,813 new shares at a par value of Baht 100
) securities companies other than the securities company under (1) and (2) but not including financial institutions established by any other law which have obtained securities business license after acquiring a
such company; (5) securities companies other than the securities company under (1) and (2) but not including financial institutions established by any other law which have obtained securities business
a third party under this Notification shall be deemed to have obtained an approval from the SEC Office. Clause 3 In the case where an intermediary intends to outsource the function which is investment