intermediaries proceed differently from this practice guidelines, the intermediaries shall have an obligation in proving that such proceeding is still under the principles and provisions of the Notification No
fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned
post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
assets obligation : - None - Total assets value : Total amount of Baht 924,900,000.- The value of land is the net value of assets pursuant to the value of consideration that the company shall receive from
shall come into force as from 1 April 2016. Chapter1 General Provisions _____________________________ Division 1 Regulatory Purpose _____________________________ Clause 2 Due to the undertaking of an
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
) having an ongoing obligation to comply with the order of the SEC Office under Section 58. (4) the Thai government agencies shall have their directors or directors whose name are listed on the database of
process of rectifying its financial statements or reports required to be prepared under Section 56 or Section 57 or as ordered by the SEC Office or the Exchange; (d) have an ongoing obligation to comply
contracts. “insurance” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of Capital Clause 4