the Securities and Exchange Commission; (8) “ closing time of normal trading session ” means the closing time for derivatives trading in the afternoon session of the derivatives exchange. Clause 2 This

supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations

manner in the event of disruption of its normal operations, the securities company shall establish a policy on business continuity management that is approved by its board of directors. Clause 4. A

4 Companies should determine a recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6

problem and resolutions. [M] · Determining a procedure of inspect the work of service provider. [M] Notified this 14th Day of March 2006. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala

form and procedures provided in the electronic system of the Office or by any other means notified in advance by the Office. Clause 3. This Notification shall come into force as from 14 March 2008

Company or a subsidiary materially but the assessment whereof cannot be quantified in numbers, and (3) any lawsuit that is not caused by normal business undertaking of the Company or a subsidiary

authorized by the regulator having authority to regulate such scheme. Clause 2 This Notification shall come into force as from 16 January 2013. Notified this 21th day of November 2008. -signature- (Chaikasem

Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee

Futures Trading Business by Operators of Derivatives Business dated 25 July 2007 shall be repealed. Clause 2 This Notification shall come into force as from 1 December 2016. Notified this 11th day of