Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise their rights of voting for the units they hold beyond the one-third rule. In addition, business opera...

and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

Facebook page "OKJ-Safe Greens" : Unlicensed securities and derivatives business (Disclosure Date : 01/08/2025)

Type of securities : Common share | Effective Date : 20/10/2023 | Close Selling Date : 27/10/2023

Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008

cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required to establish a cybersecurity system in accordance with the

Facebook page "Gold Investment Safe" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 08/05/2025)