estate or leasehold right of Property Fund for Solving Financial Institution Problems or Property and Loan Fund; (5) “Register of Persons Qualified to be Property Fund Manager” means the list of persons
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the register of persons who are approved by the Office of
___________________________________ By virtue of Section 81 of the Securities and Exchange Act B.E. 2535 (1992) , the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) the
prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3) not being under restriction or
whose names appear on the register of unitholders on the dissolution date of the mutual fund money or assets remaining after the payment of debts; (5) applying for registration of the dissolution of the
the register of persons qualified to be fund manager. Clause 5. In addition to having qualifications under Clause 4, the applicant shall not have any prohibited characteristics as specified in the
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
characteristics required for the executives under Section 103 of the Securities and Exchange Act B.E. 2535 (1992) and the Notifications issued thereunder and/or under Section 24 in connection with Section 23 of the
securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act