Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the
of the definitions specified in the Notification of the Securities and Exchange Commission relating to filing and exemption from filing of registration statement for securities offering; (3) A manager
Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and this English translation is strictly
retail investors, the issuer must disclose the required information in the registration statement and draft prospectus in accordance with the Notification Re: Submission of the Registration Statement for
have the same characteristics of the forms and list specified in the Registration Statement pursuant to the Notification of the Capital Market Supervisory Board concerning Provisions relating to Offering
depositary receipts shall be obligated to pay the fee for filing the registration statement in accordance with the criteria and procedures prescribed in the Notification of the Office of the Securities and
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 10/2556 Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the Notification of the Securities and