The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 26/2545 Re: Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake
paid-up registered capital of not less than Baht 100 Million. Clause 2. This Notification shall come into force from 16 April 2002. Notified this 28th day of March 2002. - Signature - (Mr. Somkid
provisions within six months from the effective date of this Notification, as the case may be. Clause 21. In the event that any pool of assets which was registered as a mutual fund with the Office prior to the
pool of assets which was registered as a mutual fund with the Office prior to the effective date of this Notification contains any details which are inconsistent with or contrary to the provisions of
business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) PAGE (UNOFFICIAL TRANSLATION) - 11 - Readers should be aware that only the original Thai text has legal force and that
Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)