the laws on securities and exchange and rules issued under such laws, including the performance standards as specified in the notification of the Office or by the association with the approval of the

by the SEC under the Ministerial 15 Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551until until the notification of the Capital Market Supervisory Board issued

, shall be exempt from payment of the fees in the business operation under this Notification, subject to the rules and within the scheduled time as specified by the Office with the approval of the

having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage

Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly

Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual

. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual Fund Managers _____________ By virtue of the second paragraph of Clause 40 and Clause 41 of the Notification of the

Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is

juristic person licensed to undertake derivatives exchange; “derivatives clearing house” means a juristic person licensed to undertake derivatives clearing house; “Notification governing approval for auditor

derivatives clearing house; “Notification governing approval for auditor” means the Notification of the Office of the Securities and Exchange Commission governing approval for auditor issued under the