capital in accordance with the Notification concerning Maintenance of Capital shall: (1) submit a notice of failure to maintain the capital and the reason of such failure to the SEC Office within two

of the Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7

management plan, the management company has personnel designated as an investor contact person and has a system that allows communication between the investor and the investor contact person when the investor

infrastructure asset that the development plan of which is divided into phases and certain phase is not completely developed. Clause 11 The classification of units shall be under the following rules: (1) the same

cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and

shall be revised and updated at least every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is