investment consultant for a period of five months, effective from February 16, 2013In case of {B}, the SEC received a report from Finansia Syrus Securities Plc., that he had been authorized by his client to
from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the
indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of
related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is
Contact who is also authorized to analyze value or suitability of trading or investing in securities and Category B Investor Contact who is not authorized to analyze value or suitability of trading or
- Chairman of the Board and Authorized Director - Not being a shareholder - Director and Authorized Director - Chief Executive Officer - Being the shareholder for 580,659,675 shares equivalent to 6.70% of the
orders from such person who was not the account owner or an authorized person without advising the account owner to assign authority properly according to governing regulations, and calling the other
value or suitability of trading or investing in securities; (4) “Category B Investor Contact” means any investor contact who is not authorized to analyze value or suitability of trading or investing in
trading or investing in securities; (4) “Category B Investor Contact” means any investor contact who is not authorized to analyze value or suitability of trading or investing in securities; (5) “Investor