Bitkub Online Company Limited Between July 14 and 17, 2024, Bitkub Online Company Limited ("BO"), a digital asset exchange, did not keep customers' digital assets in accordance with

Alpha Divisions Public Company Limited Alpha Divisions Public Company Limited used the proceeds obtained from the offering of new shares to private placement, that is not used for the purpose

Zipmex Company Limited Between April 10, 2024 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, did not keep customers' digital assets in

digital assets, based on inappropriate assumptions or supporting information. In addition, Bitazza did not provide any channels for investors to obtain further information about digital assets. The

website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S