and Exchange Act (No. 4) B.E. 2008 stipulates that the prescription of the rules and determination of periods for submission of reports or demonstration of document of securities companies shall be the
complaint unit; (10) demonstration of the following statements in a rectangle with the letters of not smaller in size than the size of letters of general content: “Securities investment may encounter both
; (5) keep evidence of the performance as specified in subclauses (1), (2), (3) and (4) in the manner of prompt demonstration to the SEC Office as requested. Chapter 7 Acceptance of Trading Orders of
public; (d) news and information related to the provision of services to service users. Clause 5 The SEC Office shall examine the qualifications of the applicant for a license under regulatory sandbox and
; (c) types of derivatives eligible for trading in the service providing system, including limitations or conditions of each type of derivatives; (d) news and information related to the operation for
the news for public information, that may affect the business operation, image, reputations and assets of the Company. In this regard, the facts, progresses, reasons, impacts and preventive measures