the people. SEC Act S.285 bis paragraph 4 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 18/2020 Dated 20/05/2020

and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the

accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025

scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated

Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 67/2025 Dated 30/05/2025

to July 23, 2024 in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 9/2025 Dated 26/06/2025

obligated to notify the modification of URBNPF mutual fund to the SEC office within February 18, 2023. But KKPAM notified this modification to the SEC office on May 31, 2023. SEC Act S.129 Settlement

did not disclose information about the advertiser and the relationship or connection between individuals playing a key role in the advertisement and the advertiser. DAB Act S.30 Settlement Committee

.30 Settlement Committee Meeting No. 9/2025 Settlement Committee Order No. 22/2025 Dated 25/11/2025

Securities and Exchange Commission. SEC Act S.117 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 147/2025 Dated 15/12/2025