category of investments; c) total amount of net profit items and total amount of net loss arising from transferring for change category of securities; d) total amount of net profit items and total amount of
calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for
assets (if any). In cases where the information under Paragraph 1 changes significantly, the securities company shall inform its clients of such change without delay; (2) inform its clients that in cases
significantly, the securities company shall inform its clients of certain change without delay; (2) inform its clients that when a securities company encounters financial problems, the client’s money which has
seeking to benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit
อื่นที่เหมาะสม เช่น ราคาตามบัญชี เป็นต้น 2.3 หน่วยลงทุน 2.3.1 กองทุนเปิด ใช้ราคารับซื้อคืนล่าสุด 2.3.2 กองทุนปิด รวมถึงกองทุนเปิดที่มีระยะเวลาการรับซื้อคืนในแต่ละครั้งห่างกันเกินกว่า 1 เดือน ใช้ net
in this Chapter shall not be applicable to the following clients: (1) institutional investor; (2) ultra-high net worth or high net worth investor having status as a juristic person with a statement of
cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and