Commission Re: Reporting the Results of Selling Bonds to the Public dated 10 June 1992; (3) the Notification of the Office of the Securities and Exchange Commission Re: Reporting the Results of Selling
securities dealing under foreign law; (5) “ retail client ” means a client who is not an institutional investor or a high net worth investor; (6) “ institutional investor ” means an institutional investor as
; (3) Thai government securities as follows: (a) treasury bills; (b) Government bonds; (c) Bank of Thailand bills and bonds; (d) bonds, bills of exchange, promisory notes, or debentures under which the
or more of the net asset value of the mutual fund, whichever is lower. In this regard, the calculation of the value of the transaction shall include the total value of the transactions executed over a
pertaining to the bonds thereof, the intermediary shall disclose information to clients in accordance with the following criteria: (1) disclose information on risks and characteristics of the bonds by one or
Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and
concerning the Determination regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor ; “ client ” means user of an intermediary ’s services; “ Stock Exchange ” means
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
อื่นที่เหมาะสม เช่น ราคาตามบัญชี เป็นต้น 2.3 หน่วยลงทุน 2.3.1 กองทุนเปิด ใช้ราคารับซื้อคืนล่าสุด 2.3.2 กองทุนปิด รวมถึงกองทุนเปิดที่มีระยะเวลาการรับซื้อคืนในแต่ละครั้งห่างกันเกินกว่า 1 เดือน ใช้ net