Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Offeror : THE SIAM CEMENT PLC. | Date of submission of the Statement of Intention : 20/08/2004
In the current environment, investment scams have intensified, resulting in widespread financial losses to the public and posing a serious threat to the country’s social and economic stability. In response, the SEC has taken ongoing actions, focusing on both preventive measures to mitigate potential harm and enforcement actions against misconduct, while working in close coordination with relevant agencies. Accordingly, the SEC has enhanced five key measures, including actions implemented t...
, the Ministry of Finance, referring to the Ministry’s policy, stated: “In our role as the public sector pillar in finance and economy for sustainable development, we need to address national
Offeror : SS NATIONAL LOGISTIC COMPANY LIMITED | Date of submission of the Statement of Intention : 28/10/2010
Offeror : SS NATIONAL LOGISTIC COMPANY LIMITED | Date of submission of the Statement of Intention : 11/11/2010
’ investment portfolios, we are contributing to building a complete ecosystem and increasing the roles of institutional investors in managing investments responsibly while taking into consideration both climate
to On Nut, and 6.5 kilometers from Taksin Bridge to National Stadium. The BTSGIF?s investment will be terminated at the end of the said concession. As aforementioned, BTSGIF?s proposed investment does
SS National Logistic Company Limited On October 28, 2010, SS National Logistic Company Limited (SSNL) filed the inaccurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public
exempted for businesses joining the project by submitting to the SEC their applications for the approval of offer for sale of shares to the public with complete additional documents within December 2013 to