written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
responsibilities, of the personnel in charge of operations in the event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
according to the definition by the National Institute of Standards and Technology (NIST); “outsourcee” means the external parties engaged by the intermediary in the operation on an ongoing basis and must
, or arranger may mislead market participants. Likewise, conflicts of interest or other undue factors internal and external that might, or even appear to, impinge upon the independence of ity. Where
transmission modification. • But declined 17.3% / 19.0% y-on-y primarily due to 1) net negative impacts of Baht 111 millions from external factors [consisting of 1.1) Baht 71 million from a 9.4% y-on-y increase
the use of cryptographic controls and key management for protection of sensitive and critical information; (3) policy on the transfer of information within organization’s networks and with external