(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1

after transaction date วิธีท ารายการ3 Method of transaction ท ารายการผา่น บล. …….. Transaction executed by (Specify broker’s name) หากเป็นการซ้ือขาย หลกัทรัพย ์ โดยวางหลกัประกนั ให้ระบุดว้ย 4 (Specify

. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and

: (1) “bond” means a secured bond, an unsecured bond, a convertible bond, a structured note or a subordinated bond, whether or not the issuer provides a bond holder representative; (2) “secured bond

other countries; 8 (2) restrictions or risks related to currency exchange, method of subscription, clearing and settlement, method of transfer, including the information specified in Clause 17(2). The

Specific Characteristics ______________________ Division 1 Mutual Fund Investing in Derivatives or Structured Notes _________________________ Clause 16 The provisions hereunder shall apply to the following

”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the

mutual fund’s assets (inception date) respectively, through the performance measurement method as stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails

performance to the date of registration of the mutual fund’s assets (inception date) respectively, through the performance measurement method as stipulated in the Notification of the Capital Market Supervisory

fund’s assets (inception date) respectively, through the performance measurement method as stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails Funds