of conduct specified by the SEC Office, or by the Association of Investment Management Companies with approval of the SEC Office; (3) the professional ethics and standards specified by the Association
restructuring exercise, Indorama Ventures Mexico Assets, S. de R.L. de C.V. (“IVMA”) has merged into Indorama Ventures Polymers Mexico, S. de R.L. de C.V. (“IVPM”). Post-merger, IVPM shall be the surviving entity
Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
Transaction, Kinpo and the Company agreed on the following condition precedent for the merged CCPH; a) Chairman or chairperson nominated by Kinpo Group shall have agreed that in case of tied votes in any agenda
B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 An association related to securities business shall have other regulations concerning the
are merged together; (8) “mutual fund amalgamation” means amalgamation of two mutual funds or more into one mutual fund in which the mutual fund which accepts the transfer of assets purchases or accepts
or investment units; (2) a person licensed to undertake derivatives business in the category of derivatives broker; “securities company association” means an association relating to securities business