listed securities to be deposited by a client as collateral for purchasing securities, or a client’s excessive assets held in a margin account in proportion to the purchasing value of any securities prior
Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange
. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the
. In cases where the assets recorded in a client’s account belong to a third party and are deposited as collateral for the benefit of such client, the securities company shall record the name of the
286.49 54.29 18.95 Note /1 Net loss increased compared to the same quarter of prior year by Baht 14.08 million or equivalent to 33.87%. /2 The previous branches total 20 branches are located in Bangkok and
custodian agent can perform its duties as designated in accordance with the Notification of the Office Re: Rules, Conditions and Procedures on Handling of Customer’s Assets Deposited with Custodian. Clause 3
multiplied by the total number of shares of the Business or of NVDR intended to sell by the Offeree. Tender Offer for Securities of Glow Energy Public Company Limited Form 247-4 Part 1 Page 4 Note: An Offeree
deposited with other securities companies or deposited with the securities depository. (Translation) - 2 - Clause 3. A securities company may undertake short sales for itself or for a customer only in the
derivatives broker; (2) “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission; (3) “initial margin” means the minimum amount of asset to be deposited by a