Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “ fee ” means a fee for undertaking business according to license; “ Exchange ” means the
(1) และ (2) แล้ว บริษัทจัดการจะสามารถคิดค่าธรรมเนียมการจัดการ (“management fee”) ได้ตามขอบเขตดังนี้ โดยข้อมูลเกี่ยวกับการรับเงินค่าตอบแทนจากกองทุนรวมต่างประเทศถือเสมือนว่าเป็นข้อมูลเกี่ยวกับ management
held at least twice a month for revision and monitoring of performance , mechanism for regular measurement, monitoring and control of the risk from investment and system for recording and retaining the
issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities
(management fee) ค่าธรรมเนียมผู้ดูแลผลประโยชน์ (trustee fee) ค่านายทะเบียน (registrar fee) ค่าที่ปรึกษาการลงทุน (advisory fee) ……………………………………………….. ค่าใช้จ่ายอื่น ๆ รวมค่าใช้จ่ายทั้งหมด* * ไม่รวมค่านายหน้าซื้อ
performance shall be on the same page; (b) a statement specifying that the measurement of fund performance has been prepared in accordance with performance measurement standards set out by the Association. The
performance of ( specify the name of the fund ) is not indicative of future performance.” The warning and the fund’s past performance shall be on the same page; (b) a statement specifying that the measurement
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom