performance shall be on the same page; (b) a statement specifying that the measurement of fund performance has been prepared in accordance with performance measurement standards set out by the Association. The
performance of ( specify the name of the fund ) is not indicative of future performance.” The warning and the fund’s past performance shall be on the same page; (b) a statement specifying that the measurement
License No. Position Educational Qualification Experience in Auditing (years) 1. 2. 3. 4. (Additional details can be submitted as attachments) Details of assistant auditors who assist the audit engagement
(Performance Measurement) ของการลงทุนในหรือมีไว้ ซึ่งสัญญาซื้อขายล่วงหน้าตามหลักเกณฑ์และวิธีการที่สมาคมประกาศกำหนดโดยได้รับความเห็นชอบจากสำนักงาน 3.9 การมอบหมายการจัดการเงินทุนสัญญาซื้อขายล่วงหน้า ในกรณีที่ผู้
กำหนดวิธีการคำนวณมูลค่าไว้ ให้การคำนวณมูลค่าสัญญาซื้อขายล่วงหน้าเป็นไปตามวิธีการ ที่ได้ตกลงกับลูกค้า (2) วัดผลการดำเนินงาน (Performance Measurement) ของการลงทุนในหรือมีไว้ ซึ่งสัญญาซื้อขายล่วงหน้าตามหลัก
to appoint a representative for the arbitral proceeding or intends to appoint any person to assist in the arbitral proceeding, the party shall notify the Office of the name and address of such person
organization and worker of securities company’s. Such measure shall, at least, having measurement protecting to access internal information between organization and worker who have opportunity to know any
experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening application and providing
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...