Max Online Limited : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
เว็บไซต์ อ้างชื่อ MEGA MAX : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)
Line อ้างชื่อ Captain Nuntawat และเว็บไซต์ อ้างชื่อ MEGA MAX : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2024)
Website "https://the-max-profits.cc/" impersonates "The Stock Exchange of Thailand" : Unlicensed securities and derivatives business (Disclosure Date : 14/02/2025)
Line "MACQUARIE" and Line Group "Profit Max Class A" impersonate "Macquarie Securities (Thailand) Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 04/10/2024)
บัญชี LINE อ้างชื่อ เดีย ณัฐรียา, LINE Open Chat ชื่อ Profit Max และ เว็บไซต์ qmffvdhz.top/index_pc.html : Unlicensed securities and derivatives business (Disclosure Date : 10/10/2024)
Line "MACQUARIE" "เดียร์ ณัฐรียา" "ทิวา ชินธาดา.(มี่)" and Line Group "Profit Max CLASS B CLUB" impersonate "Macquarie Securities (Thailand) Ltd." : Unlicensed securities and derivatives business
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of