The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Offeror : | Date of submission of the Statement of Intention : 12/11/2020
Offeror : | Date of submission of the Statement of Intention : 26/11/2020
Offeror : SUNRISE EQUITY COMPANY LIMITED | Date of submission of the Statement of Intention : 28/02/2005
Offeror : (1) Mr. Pasu Liptapanlop (2) Ms. Proudputh Liptapanlop | Date of submission of the Statement of Intention : 24/05/2019
Offeror : (1) Mr. Pasu Liptapanlop (2) Ms. Proudputh Liptapanlop | Date of submission of the Statement of Intention : 31/05/2019
to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered
Bangkok, August 16, 2016 ? The SEC is urging the shareholders of Adamas Incorporation Public Company Limited (ADAM) to thoroughly study the proposed share acquisition for business takeover of Sittarom Development Co., Ltd. before exercising the voting right at the extraordinary shareholders? meeting on August 19, 2016. At the meeting, the Board of Directors will seek the shareholders? approval for acquiring the total shares of Sittarom from Power Line Engineering Public Company Limited (PLE) and...
regarding units of REIT, if indirect investment in real estate is made through shareholding of other companies, REIT must hold not less than 99% of the total sold shares and of the total voting shares in