Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

SCB Asset Management Co.,Ltd SCB Asset Management Co.,Ltd, as a securities business operator of mutual fund management Ads with data about numbers that represent an estimated return on investment

BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules

BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"

Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech

Mr. Graham Leslie Arthur Peveller Mr. Graham Leslie Arthur Peveller as the Director responsible for the operation of Chartered Asset Management Co.,Ltd., Bowen Reece Co., Ltd., Harvey Dunbar Co., Ltd

invest in securities, in Thailand under the name of " Gulf Pacific Asset Management Ltd." without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution order

securities, in Thailand under the name of " Gulf Pacific Asset Management Ltd." without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution order; however