procedures as specified in the notification. In this regard, Bitazza insufficiently provided the system to ensure that Bitazza could know and verify the true identity of its customers, including acquiring
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting
Mr. Tanat Plengsrisuk Mr. Tanat Plengsrisuk allowed Mr. Tikhamporn Plengsrisuk (his father), to use his securities trading account to conceal identity of Mr. Tikamporn on 14 May 2020 who was knew or
opened without requiring additional identity verification. In addition, Bitazza provided essential operational systems to Bitazza Global. The aforementioned actions by Bitazza Global and Bitazza are deemed
make false entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the
entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the NMG's