managed CISs: _________________ Total assets under management (latest available figures): in Home Economy ___________________________________ offered cross-border ___________________________________ Total
Institutions Development Fund; (q) juristic persons in which any persons specified under sub clause (a) to (p) hold shares in an aggregate of more than 75% of the total number of voting shares; (r) foreign
this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
in a number exceeding fifty percent of the total paid-up shares with voting rights of such person; 2. an individual or a company holding shares of the company under 1. in a number exceeding fifty
; (b) an individual or a company holding majority shares of such person, which means: 1. an individual or a company holding shares of such person in the number of exceeding fifty percent of the total
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
สิทธิ) ( Viewer (สอบถามสถานะรายการ และ download แบบรายงาน) ( Maker (สิทธิเทียบเท่า Viewer และสามารถสร้าง/แก้ไข/ลบแบบรายงานที่อยู่ระหว่างจัดทำได้ โดยให้มีผลตั้งแต่วันที่
operation of financial asset CIS that are offered to the general public: _______________ Total assets under management (latest available figures): in Home Economy ___________________________________ offered
_______________________________________________________________________ 12) Number of years the Hong Kong Covered Management Company has been responsible for the operation of financial asset CIS that are offered to the general public: _______________ Total assets under
ข้างต้น ที่ลิงค์ https://market.sec.or.th/EXAM/EXAMRegister.aspx เรียบร้อยแล้ว โดยให้สิทธิ (เลือกได้เพียง 1 สิทธิ) ( Viewer (สอบถามสถานะรายการ และ download แบบรายงาน) ( Maker (สิทธิเทียบเท่า Viewer และ