Notification: “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; “market maker” means any person registered as market maker with derivatives
this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
correction to any record, the securities company shall complete such correction within the same working day when the cause of correction is found and shall record the cause of each correction. Clause 14 A
C: Market Maker (MM) of Foreign ETF in Thailand 17) Name of Market Maker: _______________________________________________________________________ Address of registered office
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
clause 7, the derivatives broker shall use rating of issuer of certificate of deposit, maker of promissory note, drawer of bill of exchange or deposit taker (issuer rating) as the case may be. In this
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net