this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
สิทธิ) ( Viewer (สอบถามสถานะรายการ และ download แบบรายงาน) ( Maker (สิทธิเทียบเท่า Viewer และสามารถสร้าง/แก้ไข/ลบแบบรายงานที่อยู่ระหว่างจัดทำได้ โดยให้มีผลตั้งแต่วันที่
underwriter” means a securities company licensed to undertake securities business in the category of securities underwriting; (5) “executive” means a manager or an employee holding the position of department
___________________________________ As at (date) __________________________ Part C: Market Maker (MM) of Foreign ETF in Thailand 17) Name of Market Maker: _______________________________________________________________________ Address
investors having the same characteristics as persons under sub clause (a) to (q) mutatis mutandis . (3) “ market maker ” means any person registered as market maker with a derivatives exchange to provide
ข้างต้น ที่ลิงค์ https://market.sec.or.th/EXAM/EXAMRegister.aspx เรียบร้อยแล้ว โดยให้สิทธิ (เลือกได้เพียง 1 สิทธิ) ( Viewer (สอบถามสถานะรายการ และ download แบบรายงาน) ( Maker (สิทธิเทียบเท่า Viewer และ
director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also
depositing or investing in certificate of deposit under Paragraph 1(1) of clause 7, the derivatives broker shall use rating of issuer of certificate of deposit, maker of promissory note, drawer of bill of
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
preparation and submission of daily status report in text file via OFAR Version 1.7 Intermediaries Supervision Policy Department Telephone: 0-2263-6257 Facsimile: 0-2263-6487