Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment
that involved a conflict of interest with the bond issuer. Specifically, BBL maintained a shareholding exceeding 5 percent of the issuer’s total voting rights via a company whose directors concurrently
thier own benefits, which fraudulently caused damage to PICNI's property, violating Section 307, 308, 311. The Appeal Court sustained the judgment of the Court of First Instance on November 24, 2006
reduced the fines by half, resulting in a fine of Baht 209,250 and a further fine of Baht 1000 for everyday during which the contravention continued. SEC Act S.56 and 199 Criminal Complaint Filed with an
audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a further fine of 200 Baht each day during which the contravention continued (174 days
concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent
to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent
”) shares in concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to
mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent with the